2026 Risk & Compliance Conference

Event Details

Parker Palm Springs

CBA Bank Member: $895

Non-Member: $1,095

Tuesday September 29, 2026 - Thursday October 01, 2026

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About this Event

This program is designed for professionals in regulatory compliance and risk management! Attendees will gain crucial insights into evolving regulations, risk mitigation strategies, and best practices for maintaining compliance in a dynamic environment. With expert-led sessions and collaborative discussions, attendees will connect with industry peers and leave equipped with practical tools to enhance their organization’s risk and compliance frameworks.

Target Audience:
• Chief Risk Officers
• Chief Compliance Officers
• BSA/AML and Fraud Officers
• Risk & Compliance Managers
• Operations & Security Leaders
• Internal Auditors ...and more!

Interested in speaking at the 2026 Risk & Compliance Conference? Please submit your speaker proposal using the link below:

Submit Your Speaker Proposal

Hotel

Parker Palm Springs
4200 E. Palm Canyon Drive
Palm Springs, CA 92264
(760) 770-5000

Check-In Time: 4:00 PM | Check-Out Time: 12:00 PM

Hotel accommodations can be made by clicking here to book your room through our hotel room block or by calling the Parker Palm Springs at (760) 770-5000 or by emailing reservations@parkerpalmsprings.com. Please mention the California Bankers Association (CBA) 2026 Risk & Compliance Conference to receive the special group rate. The group rate starts at $269 per night, plus a $25 per-night resort fee, for single or double occupancy, in addition to applicable taxes and fees. Rooms are limited, please make your reservations as soon as possible. The hotel room block cut-off date expires Monday, August 31, 2026. If the room block reaches capacity, the hotel may accept reservations on a space-available basis at the prevailing rates.

Agenda

Pre-Conference Education | 1:30 PM – 3:00 PM

Consumer Lending Bootcamp: Mastering Regulation B Applications and Adverse Action Requirements

Harijot (“Harry”) Khalsa | Senior Attorney | Aldrich & Bonnefin and Bankers’ Compliance Group
Joel Cook | Principal Attorney (Partner) and CEO | Aldrich & Bonnefin and Bankers’ Compliance Group

Join this practical Consumer Lending Bootcamp session for a focused review of key requirements under the Equal Credit Opportunity Act and Regulation B. We will discuss how to handle loan applications under Regulation B, including the rules governing information requests made in connection with applications. We will also discuss what steps a lender must take to make an application complete, and how a lender must handle the adverse action requirements when they are declining a request for credit.

3:00 PM – 3:30 PM

Afternoon Break

Take a moment to recharge during the afternoon break, with refreshments provided exclusively for pre-conference education attendees.

Pre-Conference Education | 3:30 PM – 5:00 PM

Deposit Services Bootcamp: Advertising Deposit Accounts – Recent Developments & Lessons Learned

Tricia Engelhardt | Principal Attorney (Partner) | Aldrich & Bonnefin and Bankers’ Compliance Group
John Davis | Principal Attorney (Partner) | Aldrich & Bonnefin and Bankers’ Compliance Group

This practical Deposit Services Bootcamp session will provide a comprehensive overview of various forms of deposit promotions and regulatory compliance expectations impacting deposit advertisements (such as Regulation DD advertising disclosure requirements and IRS information reporting). The session will provide a closer look at relevant regulatory consent orders and the hard “lessons learned” of other institutions. There will also be a discussion of the FDIC’s recent modernization of its official sign requirements, with a focus on the impact to advertisements, websites and false advertising concerns.

3:00 PM – 4:30 PM

Registration Open

Attendees can check in, receive materials, and get badges for event access.

5:30 PM – 7:30 PM

Welcome Reception

Kick off the conference by joining fellow attendees, speakers, and industry partners for an evening of networking before the program begins. Enjoy refreshments, make new connections, reconnect with colleagues, and set the stage for a productive and engaging conference experience.

8:00 AM – 4:15 PM

Registration Open

Attendees can check in, receive materials, and get badges for event access.

8:00 AM – 9:00 AM

Breakfast

Kickstart your day with a hearty breakfast and connect with vendors and industry experts.

9:00 AM – 10:00 AM | Opening General Session

Artificial Intelligence (AI) Panel – Governance, Implementation & Use Cases

Explore how financial institutions are approaching AI governance, implementation strategies, and practical use cases. Panelists will share lessons learned, emerging trends, and real-world examples of AI adoption across the banking industry.

10:00 AM – 10:15 AM

Morning Break

Take a refreshing morning break and recharge for the rest of the day.

10:15 AM – 11:15 AM | General Session

Regulator Panel

Hear directly from representatives of the FDIC, OCC, and FRBSF as they discuss current supervisory priorities, emerging risks, and key regulatory developments impacting financial institutions.

11:20 AM – 12:05 PM | Breakout Session #1

BSA/AML in Transition: Adjusting your Program to Meet Changing Regulatory Expectations

Strengthen your institution’s BSA/AML program with timely insight into FinCEN’s proposed AML/CFT Program Rule, the recently updated regulatory guidance on Section 314(b) information sharing, evolving supervisory expectations, and emerging areas of regulatory focus. This session will help attendees anticipate examiner priorities, identify practical program enhancements, evaluate opportunities for fraud-related information sharing under 314(b), and apply risk-based strategies to support compliance effectiveness, operational consistency, and readiness for the next exam.

11:20 AM – 12:05 PM | Breakout Session #2

Deregulation Is Decreasing Examiner Expectations. Or Is It?

In a shifting regulatory environment, it can be tempting to assume that deregulation means lighter examinations, but supervisory expectations rarely move in a straight line. Join us for this panel to help separate perception from reality, understand where examiner focus may be changing, and prepare for exams with confidence. Attendees will gain practical strategies for managing examination requests, communicating effectively with regulators, documenting risk-based decisions, and adapting compliance programs without becoming complacent.

12:05 PM – 1:15 PM

Lunch

Enjoy a delicious lunch while networking with fellow peers.

1:15 PM – 2:00 PM | Breakout Session #1

Deposit Accounts for the Elderly, Deceased and Incapacitated: How Best to Manage the Risks

Tricia Engelhardt | Principal Attorney (Partner) | Aldrich & Bonnefin and Bankers’ Compliance Group
John Davis | Principal Attorney (Partner) | Aldrich & Bonnefin and Bankers’ Compliance Group

As customers increase in age, banks are having to deal with complex and difficult questions related to elderly and deceased customers, including who is entitled to access their accounts, elder abuse reporting requirements, and what to do when questions surrounding a customer’s mental capacity are raised. Please join us as we discuss how best to manage risks related to deposit accounts for the elderly, deceased customers, customers lacking the capacity to manage their accounts, and conservatorships. In this session we’ll go over real-life scenarios while discussing the risks and how to manage them, and best practices for each scenario.

1:15 PM – 2:00 PM | Breakout Session #2

AI in Risk and Compliance: Governance, Controls, and Responsible Use

Discover how AI is reshaping risk management and compliance functions within financial institutions. Panelists will discuss how to responsibly leverage AI to automate compliance monitoring and testing, along with regulatory considerations and best practices for managing emerging risks.

2:00 PM – 2:15 PM

Afternoon Break

Unwind during the afternoon break and deepen your connections with vendors.

2:15 PM – 3:15 PM | General Session

Privacy Risk in California: CCPA, CIPA, Tracking Technologies, and Data Inventory Gaps

Gain insight into the evolving privacy landscape, including heightened scrutiny over website practices under California’s Invasion of Privacy Act. This session will examine emerging risks related to tracking technologies and gaps in data inventories. Attendees will receive practical strategies for conducting a privacy risk assessment, identifying what personal information is collected through websites and digital channels, and reducing risk exposure.

3:15 PM – 4:15 PM

Peer Networking (Bankers Only)

Connect with fellow banking professionals to exchange ideas, share experiences, and build valuable professional relationships.

4:15 PM

Evening Open for Vendor Dinners

Relax and network over dinner at vendor-hosted events, fostering valuable connections in a cordial atmosphere.

8:00 AM – 2:00 PM

Registration Open

Attendees can check in, receive materials, and get badges for event access.

8:00 AM – 9:00 AM

Breakfast

Kickstart your day with a hearty breakfast and connect with vendors and industry experts.

9:00 AM – 10:00 AM | General Session

Vendor / Third-Party Risk Management

As financial institutions continue to rely on third-party providers, effective vendor oversight remains essential. This session will cover current regulatory expectations, risk management strategies, and best practices for overseeing third-party relationships.

10:00 AM – 10:15 AM

Morning Break

Take a refreshing break and engage with exhibitors to discover innovative banking solutions.

10:15 AM – 11:15 AM | General Session

Stablecoin

Learn about the evolving role of stablecoins within the financial services industry and the opportunities and risks they present. This session will explore regulatory developments, compliance considerations, and what financial institutions should be watching as digital payments continue to evolve.

11:15 AM – 11:45 AM

Moderated Peer Networking – "Pass the Mic" – (Bankers Only)

Join us for peer networking, an open forum to explore key topics, exchange ideas, and connect with fellow bankers. We’ll then move into “Pass the Mic” time, where participants can share conversation highlights, ask questions to the broader group, and hear directly from peers across the room.

11:45 AM – 1:00 PM

Lunch

Take a break for lunch -- combining a delicious meal with an inviting setting to meet, converse, and build connections.

1:00 PM – 1:45 PM | General Session

Legislative Update

Stay informed on the latest legislative developments affecting California's banking industry. The California Bankers Association Government Relations team will provide updates on key state legislation and important federal policy developments.

1:45 PM – 2:45 PM | General Session

Fighting Fraud in Real Time: Trends, Recovery, and Cross-Industry Collaboration

Hear from industry experts as they discuss emerging fraud trends, effective strategies for reporting to law enforcement, tips for collaborating with other financial institutions to recover funds, and best practices for strengthening your institution's defenses. This session will focus on how to adapt to fraud threats that continue to evolve at a rapid pace.

5:00 PM

Offsite Networking Event

Join your peers for an offsite networking event designed to foster meaningful connections in a relaxed and engaging setting.

Additional Event Details

CBA is proud to partner with Aldrich & Bonnefin to offer two in-depth pre-conference compliance sessions ahead of the 2026 Risk & Compliance Conference. These optional add-ons are available exclusively to registered conference attendees and are not sold separately.

Take a deeper dive into critical topics and earn additional credits while enhancing your expertise.

The Pre-Conference Bootcamp has been approved for:

4 CPE credits
Awaiting approval for CRCM credits and other credits

Questions? Please send an email to: registrations@calbankers.com for more information.

Price: $100 per person per session

Pre-Conference Bootcamps:

Consumer Lending Bootcamp: Mastering Regulation B Applications and Adverse Action Requirements
- (2 CPE credits)
Deposit Services Bootcamp: Advertising Deposit Accounts – Recent Developments & Lessons Learned
- (2 CPE credits)

Important Note About the Pre-Conference Bootcamp:

We’re excited to offer pre-conference Bootcamps designed to provide focused, practical training ahead of the main event.

Please note: If the minimum enrollment is not met, the Bootcamp may be canceled. All registered participants will be notified if that becomes necessary.

We appreciate your interest and look forward to a great program!

Register Now

The 2026 Risk & Compliance Conference will offer CPE credits. Once the agenda is finalized, details regarding the approved credits will be posted here.

The California Bankers Association is registered with NASBA as a sponsor of continuing professional education on the National Registry of CPE Sponsors.

Pricing for Risk & Compliance Conference:	Price
CBA Bank Member	$895
Non-Member	$1,095

Register Now

If you have any registration questions, please email registrations@calbankers.com.

Cancellation Policy

Registration fees less a $50 processing fee per registrant will be refunded if cancellation is received by Tuesday, September 8, 2026. No refund if cancellations are received after Tuesday, September 8, 2026. Substitutions welcome.